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Digital & Mobile Technology
Home›Digital & Mobile Technology›CUSIP Numbers and How to Look Them Up

CUSIP Numbers and How to Look Them Up

By Matthew Lynch
June 8, 2023
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CUSIP (Committee on Uniform Securities Identification Procedures) numbers are unique nine-character identifiers assigned to financial instruments, including stocks, bonds, and mutual funds. The CUSIP system was established in 1964 to facilitate the clearing and settlement processes in the financial industry.

Each CUSIP number provides a unique identifier for a security, allowing it to be easily tracked during trading and settlement processes. The first six characters represent the issuer and the last three characters are used to differentiate between different securities issued by the same issuer.

If you are an investor or trader, you may need to look up CUSIP numbers to obtain information about a particular security. Here are some ways to look up CUSIP numbers:

1. Financial websites: Many financial websites provide CUSIP number lookup tools, including Yahoo Finance, Google Finance, and Bloomberg. Simply enter the company name or ticker symbol, and the website will provide the corresponding CUSIP number.

2. SEC filings: The Securities and Exchange Commission (SEC) requires companies to include the CUSIP number in certain documents, such as prospectuses and 10-K filings. You can search the SEC’s online database for these documents and find the CUSIP number.

3. Investment advisors: If you have an investment advisor or broker, they can provide you with the CUSIP numbers for the securities you own or are interested in purchasing.

4. Bond market associations: Bond market associations, such as the Investment Industry Regulatory Organization of Canada (IIROC), provide CUSIP number lookup tools for bonds issued in their respective markets.

Having access to correct and up-to-date CUSIP numbers is important for investors and traders. By using the methods outlined above, you can easily obtain this information and make informed investment decisions.

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